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| Item Details | Price | ||
|---|---|---|---|
Net Owned Fund Maintainence
access_time 2024-11-18T05:06:15.923Z face CA Rajeev Aggarwal
Maintenance of Net Owned Funds As FFMCs/ non-bank ADs Category-II are expected to maintain the minimum NOF on an ongoing basis, if there is any erosion in their NOF below the minimum level, they are required to bring it to the notice of the Reserve Bank immediately along with a detailed time bound p...
Submission of Net owned Funds Certificate
access_time 2024-11-18T04:57:31.453Z face CA Rajeev Aggarwal
Submission of Net Owned Funds Certificate All FFMCs/non-bank ADs Category-II shall submit their annual audited balance sheet to the concerned Regional Office of the Reserve Bank along with a certificate from their statutory auditors regarding the NOF as on the date of the balance sheet, latest by Oc...
Submisison of Statutory Auditor Certificate Regarding Concurrent Audit
access_time 2024-11-18T04:20:28.23Z face CA Rajeev Aggarwal
Submission of Statutory Auditor Certificate Regarding satisfactory working of Concurrent Audit Function The Statutory Auditors are required to certify that the Concurrent Audit and the internal control systems are working satisfactorily. CA RAJEEV AGGARWAL UDIN is Mandatory...
Submission of Audited Balance sheet
access_time 2024-11-18T04:15:28.353Z face CA Rajeev Aggarwal
Submission of Balance sheet All FFMCs/non-bank ADs Category-II shall submit their annual audited balance sheet to the concerned Regional Office of the Reserve Bank along with a certificate from their statutory auditors regarding the NOF as on the date of the balance sheet, latest by October 31 of th...
Money Laundering & Terror Financing Risk Assessment
access_time 2024-11-18T03:42:54.824Z face CA Rajeev Aggarwal
Money Laundering & Terror Financing Risk Assessment (a) REs shall carry out ‘Money Laundering (ML) and Terrorist Financing (TF) Risk Assessment’ exercise periodically to identify, assess and take effective measures to mitigate its money laundering and terrorist financing risk for clients, countries ...